Fixed Income Clearing Corporation (FICC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-63038 | Oct 5, 2010 | SR-FICC-2010-04 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change to Provide Clarity With Respect to the Close Out Netting of the Government Securities Division in the Event of the Fixed Income Clearing Corporation's Default or Insolvency See Also - Rel. No. 34-62767 |
| 34-62828 | Sep 2, 2010 | SR-FICC-2010-02 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change To Amend the Rules of the Government Securities Division and the Mortgage-Backed Securities Division To Change the Classification of U.S. Branches or Agencies of Non-U.S. Banks From Foreign to U.S. Members See Also - Rel. No. 34-62478 |
| 34-62796 | Aug 30, 2010 | SR-FICC-2010-06 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Relating to Authority To Waive Rules, Procedures, and Regulations of the Mortgage-Backed Securities Division |
| 34-62767 | Aug 26, 2010 | SR-FICC-2010-04 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change To Provide Clarity With Respect to the Close Out Netting of the Government Securities Division in the Event of the Fixed Income Clearing Corporation's Default or Insolvency See Also - Rel. No. 34-63038 |
| 34-62743 | Aug 19, 2010 | SR-FICC-2010-05 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Order Granting Accelerated Approval on a Temporary Basis of Proposed Rule Change To Modify the Rules of the Government Securities Division Regarding the Calculation of Clearing Fund Deposits Relating to Inter-Dealer Broker Positions |
| 34-62478 | Jul 9, 2010 | SR-FICC-2010-02 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change To Amend the Rules of the Government Securities Division and the Mortgage-Backed Securities Division To Change the Classification of U.S. Branches or Agencies of Non-U.S. Banks From Foreign to U.S. Members See Also - Rel. No. 34-62828 |
| 34-62236 | Jun 7, 2010 | SR-FICC-2010-01 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Modifications to the Rules of the Government Securities Division |
| 34-61395 | Jan 21, 2010 | SR-FICC-2009-11 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fee Schedule of the Government Securities Division of the Fixed Income Clearing Corporation |
| 34-61214 | Dec 22, 2009 | SR-FICC-2009-10 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Regarding Fixed Income Clearing Corporation's Board of Directors Election Process and Delegation Authority |
| 34-60660 | Sep 11, 2009 | SR-NSCC-2009-07, SR-FICC-2009-09, SR-DTC-2009-14 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to Economic Sanctions and Embargo Programs Administered and Enforced by the Office of Foreign Assets Control View Received Comments |