Fixed Income Clearing Corporation (FICC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-64604 | Jun 6, 2011 | SR-FICC-2011-04 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Brokers To Process Specified Pool Trade Activity at the Mortgage-Backed Securities Division in Broker Accounts |
| 34-64488 | May 13, 2011 | SR-FICC-2011-03 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Updating the Range of Haircuts To Be Applied to Eligible Clearing Fund Securities and Eligible Participants Fund Securities |
| 34-64053 | Mar 8, 2011 | SR-FICC-2011-01 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Notify Participants That the Mortgage Backed Securities Division Intends To Move the Time at Which It Runs Its Daily Morning Pass |
| 34-64004 | Mar 2, 2011 | SR-FICC-2011-02 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make a Technical, Clarifying Change to the Corporation Default Rule of the Government Securities Division |
| 34-63986 | Feb 28, 2011 | SR-FICC-2010-09 | Fixed Income Clearing Corporation (FICC) | Order Granting Approval of a Proposed Rule Change To Introduce Cross-Margining of Certain Positions Cleared at the Fixed Income Clearing Corporation and Certain Positions Cleared at New York Portfolio Clearing, LLC View Received Comments See Also - Rel. No. 34-63361 |
| 34-63612 | Dec 29, 2010 | SR-FICC-2010-10 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Modifications to the Fee Schedule View Received Comments |
| 34-63611 | Dec 28, 2010 | SR-FICC-2010-08 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change To Eliminate Certain Cash Adjustments Currently Processed by the MBSD See Also - Rel. No. 34-63301 |
| 34-63361 | Nov 23, 2010 | SR-FICC-2010-09 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of a Proposed Rule Change To Introduce Cross-Margining of Certain Positions Cleared at the Fixed Income Clearing Corporation and Certain Positions Cleared at New York Portfolio Clearing, LLC View Received Comments See Also - Rel. No. 34-63986 |
| 34-63301 | Nov 10, 2010 | SR-FICC-2010-08 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change To Eliminate Certain Cash Adjustments Currently Processed by the MBSD See Also - Rel. No. 34-63611 |
| 34-63215 | Oct 29, 2010 | SR-FICC-2010-07 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Proposed Fee |