Fixed Income Clearing Corporation (FICC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-69653 | May 29, 2013 | SR-FICC-2013-05 | Fixed Income Clearing Corporation (FICC) | Notice of Filing Proposed Rule Change to Include trueEX LLC as a Designated Locked-In Trade Source Pursuant to the Rulebook of the Government Securities Division View Received Comments See Also - Rel. No. 34-69972 |
| 34-69495 | May 2, 2013 | SR-FICC-2013-04 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change to the Government Securities Division Rules and the Mortgage-Backed Securities Division Clearing Rules in Connection With the Implementation of the Foreign Account Tax Compliance Act (FATCA) See Also - Rel. No. 34-69740 |
| 34-69470 | Apr 29, 2013 | SR-FICC-2013-02 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change To Include Options on Interest Rate Futures Contracts With Maturities Not Longer Than Two Years In The One-Pot Cross-Margining Program Between the Government Securities Division and New York Portfolio Clearing, LLC See Also - Rel. No. 34-69754 |
| 34-69434 | Apr 23, 2013 | SR-FICC-2013-03 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change To Amend Mortgage-Backed Securities Division Rules Relating to Allocation of an Indemnity Claim Made in Connection With the Use of the Federal Reserve's National Settlement Service See Also - Rel. No. 34-69709 |
| 34-69424 | Apr 22, 2013 | SR-FICC-2013-01 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change Amending the Mortgage-Backed Securities Division Fails Charge Rule To Reflect Recommendation of the Treasury Market Practice Group See Also - Rel. No. 34-69708 |
| 34-68555 | Jan 2, 2013 | SR-FICC-2012-07 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change Relating to Enhancements That the Mortgage-Backed Securities Division Intends To Implement to its Services and Certain Other Clarifications and Corrections to Its Rules See Also - Rel. No. 34-68245 |
| 34-68553 | Dec 31, 2012 | SR-FICC-2012-10 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove the Fee Related to the DTCC GCF Repo Index From the Fee Structure of the Government Securities Division |
| 34-68245 | Nov 15, 2012 | SR-FICC-2012-07 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change Relating to Enhancements That the Mortgage-Backed Securities Division Intends To Implement to Its Services and Certain Other Clarifications and Corrections to Its Rules See Also - Rel. No. 34-68555 |
| 34-68133 | Nov 1, 2012 | SR-FICC-2012-08 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Changes To Clarify a Stated Policy With Regard to Existing Provisions of the Loss Allocation Rules of the Government Securities Division and the Mortgage-Backed Securities Division |
| 34-67931 | Sep 26, 2012 | SR-FICC-2012-06 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change to Move the Time at Which the Mortgage-Backed Securities Division Runs Its Daily Morning Pass See Also - Rel. No. 34-67653 |