Fixed Income Clearing Corporation (FICC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-101947 | Dec 17, 2024 | SR-FICC-2024-012 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Fund Maintenance Fee of MBSD and GSD Comments Due: January 13, 2025 See Also - Exhibit 3, Exhibit 5 Submit a Comment on SR-FICC-2024-012
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| 34-101882 | Dec 11, 2024 | SR-FICC-2024-011 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change to Amend the Clearing Agency Investment Policy See Also - Exhibit 5 |
| 34-101880 | Dec 11, 2024 | SR-FICC-2024-009 | Fixed Income Clearing Corporation (FICC) | (WITHDRAWN on 2/26/25) Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to the Adoption of a Trade... Comments Due: December 28, 2024 View Received Comments |
| 34-101764 | Nov 26, 2024 | SR-DTC-2024-009, SR-FICC-2024-010, SR-NSCC-2024-006 | The Depository Trust Company (DTC), Fixed Income Clearing Corporation (FICC), National Securities Clearing Corporation | Order Approving Proposed Rule Change to Adopt the Clearing Agency Framework for Certain Requirements on Governance and Conflicts of Interest |
| 34-101695 | Nov 21, 2024 | SR-FICC-2024-007 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, to Modify the GSD Rules (i) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transactions, and View Received Comments |
| 34-101694 | Nov 21, 2024 | SR-FICC-2024-005 | Fixed Income Clearing Corporation (FICC) | Order Approving a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Modify the GSD Rules to Facilitate Access to Clearance and Settlement of All Eligible Secondary Market Transactions in U.S. Treasury Securities View Received Comments |
| 34-101685 | Nov 21, 2024 | SR-DTC-2024-003, SR-FICC-2024-006, SR-NSCC-2024-003 | The Depository Trust Company (DTC), Fixed Income Clearing Corporation (FICC), National Securities Clearing Corporation | Order Approving Proposed Rule Change to Amend the Clearing Agency Risk Management Framework View Received Comments |
| 34-101569 | Nov 8, 2024 | SR-FICC-2024-003 | Fixed Income Clearing Corporation (FICC) | Order Approving a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Adopt a Minimum Margin Amount at GSD |
| 34-101454 | Oct 28, 2024 | SR-FICC-2024-007 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change to Modify the GSD Rules (i) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transactions, and (ii) to A Comments Due: November 18, 2024 View Received Comments |
| 34-101340 | Oct 15, 2024 | SR-FICC-2024-009 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change To Modify the GSD Rules Relating to the Adoption of a Trade Submission Requirement Comments Due: December 28, 2024 View Received Comments |