Fixed Income Clearing Corporation (FICC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-70831 | Nov 7, 2013 | SR-FICC-2013-09 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change To Make the U.S. Department of the Treasury's Floating Rate Notes Eligible for Netting Service and GCF Repo at FICC's Government Securities Division See Also - Rel. No. 34-71091 |
| 34-70484 | Sep 24, 2013 | SR-FICC-2013-08 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change Concerning the Mortgage-Backed Securities Division's Notification of Settlement Process See Also - Rel. No. 34-70232 |
| 34-70232 | Aug 19, 2013 | SR-FICC-2013-08 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change in Connection With the Notification of Settlement Process Used by the Mortgage-Backed Securities Division ("MBSD") See Also - Exhibit 5, Rel. No. 34-70484 |
| 34-70068 | Jul 30, 2013 | SR-FICC-2013-06 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change To Extend the Pilot Program for Certain Government Securities Division Rules Relating to the GCF Repo Service See Also - Rel. No. 34-69774 |
| 34-69972 | Jul 11, 2013 | SR-FICC-2013-05 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change To Include trueEX LLC as a Designated Locked-In Trade Source Pursuant to the Rulebook of the Government Securities Division View Received Comments See Also - Rel. No. 34-69653 |
| 34-69774 | Jun 17, 2013 | SR-FICC-2013-06 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Request To Extend the Pilot Program for Certain Government Securities Division Rules Relating to the GCF Repo Service See Also - Rel. No. 34-70068 |
| 34-69754 | Jun 13, 2013 | SR-FICC-2013-02 | Fixed Income Clearing Corporation (FICC) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Include Options on Interest Rate Futures Contracts With Maturities Not Longer Than Two Years in the One-Pot Cross-Margining Program Between the Government Securities Division and New York Portfolio Clearing, LLC See Also - Rel. No. 34-69470 |
| 34-69740 | Jun 12, 2013 | SR-FICC-2013-04 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change to the Government Securities Division Rules and the Mortgage-Backed Securities Division Clearing Rules in Connection With the Implementation of the Foreign Account Tax Compliance Act (FATCA) See Also - Rel. No. 34-69495 |
| 34-69708 | Jun 6, 2013 | SR-FICC-2013-01 | Fixed Income Clearing Corporation (FICC) | Order Granting Approval of a Proposed Rule Change To Amend the Mortgage-Backed Securities Division Rule To Reflect Recommendations of the Treasury Market Practice Group See Also - Rel. No. 34-69424 |
| 34-69709 | Jun 6, 2013 | SR-FICC-2013-03 | Fixed Income Clearing Corporation (FICC) | Order Granting Approval of a Proposed Rule Change To Amend Mortgage-Backed Securities Division Rules Relating To Allocation of an Indemnity Claim Made in Connection With the Use of the Federal Reserve's National Settlement Service See Also - Rel. No. 34-69434 |