Fixed Income Clearing Corporation (FICC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-74908 | May 8, 2015 | SR-FICC-2015-001 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Rules of the Government Securities Division and the Mortgage-Backed Securities Division Regarding the Default of Fixed Income Clearing Corporation |
| 34-74411 | Mar 2, 2015 | SR-FICC-2014-09 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change To Amend the Rules of the Government Securities Division and the Mortgage-Backed Securities Division Regarding the Default of Fixed Income Clearing Corporation See Also - Rel. No. 34-73682 |
| 34-74132 | Jan 26, 2015 | SR-FICC-2014-11 | Fixed Income Clearing Corporation (FICC) | Order To Move the Time of Novation With Respect to Certain Trades, Include Rules To Reflect Existing Processes, and Clarify Certain Rules To Reflect Current Practices See Also - Rel. No. 34-73805 |
| 34-74046 | Jan 13, 2015 | SR-FICC-2014-06 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change To Amend the Rules of the Government Securities Division and the Mortgage-Backed Securities Division on Insolvency and Ceasing To Act View Received Comments See Also - Rel. No. 34-73787 |
| 34-74033 | Jan 12, 2015 | SR-FICC-2014-12 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fee Schedule in the Mortgage-Backed Securities Division Clearing Rules |
| 34-73805 | Dec 10, 2014 | SR-FICC-2014-11 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change To Amend the Government Securities Division Rulebook and the Mortgage Backed Securities Clearing Rules In Order To Move the Time of Novation With Respect to Certain Trades, Include Rules To Reflect Existing Processes, and Clarify Certain Rules To Reflect Current Practices See Also - Rel. No. 34-74132 |
| 34-73787 | Dec 8, 2014 | SR-FICC-2014-06 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change To Amend the Rules of the Government Securities Division and the Mortgage-Backed Securities Division on Insolvency and Ceasing To Act View Received Comments See Also - Rel. No. 34-74046 |
| 34-73735 | Dec 4, 2014 | SR-FICC-2014-07 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change To Amend the Clearing Rules of the Mortgage-Backed Securities Division To Establish a Membership Category and Minimum Financial Requirements for Insured Credit Unions See Also - Rel. No. 34-73391 |
| 34-73682 | Nov 25, 2014 | SR-FICC-2014-09 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change To Amend the Rules of the Government Securities Division and the Mortgage-Backed Securities Division Regarding the Default of Fixed Income Clearing Corporation See Also - Rel. No. 34-74411 |
| 34-73642 | Nov 19, 2014 | SR-FICC-2014-08 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify That Federal Reserve Banks, Central Counterparties, and Central Securities Depositories Shall Not Be Considered Either "Mandatory Purchaser Participants" or "Voluntary Purchaser Participants" and Registered Investment Companies Shall Be Considered "Voluntary Purchaser Participants" See Also - Exhibit 5 |