Fixed Income Clearing Corporation (FICC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-80812 | May 30, 2017 | SR-FICC-2017-002 | Fixed Income Clearing Corporation (FICC) | Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook View Received Comments See Also - Rel. No. 34-80524, Rel. No. 34-80234, Rel. No. 34-81638, Rel. No. 34-82090 |
| 34-80734 | May 19, 2017 | SR-NSCC-2017-002, SR-FICC-2017-006, SR-DTC-2017-002 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Order Approving Proposed Rule Changes To Enhance the Credit Risk Rating Matrix and Make Other Changes See Also - Rel. No. 34-80382, Rel. No. 34-80381, Rel. No. 34-80383 |
| 34-80717 | May 18, 2017 | SR-FICC-2017-013 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Government Securities Division CCIT Members, and Netting Members That Engage in CCIT Transactions See Also - Exhibit 5 |
| 34-80716 | May 18, 2017 | SR-FICC-2017-012 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change to the Mortgage-Backed Securities Division Clearing Rules Regarding Fixed Income Clearing Corporation's (1) Time of Novation, (2) Treatment of Itself as the Settlement Counterparty for Certain Transaction Types, and (3) Proposal To Implement New Processes To Promote Operational Efficiencies for Its Clearing Members See Also - Exhibit 5 |
| 34-80574 | May 2, 2017 | SR-FICC-2017-005 | Fixed Income Clearing Corporation (FICC) | Order Granting Approval of Proposed Rule Change To Establish the Centrally Cleared Institutional Triparty Service and Make Other Changes View Received Comments See Also - Rel. No. 34-80303 |
| 34-80563 | May 1, 2017 | SR-FICC-2017-003 | Fixed Income Clearing Corporation (FICC) | Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Expand the Types of Entities That Are Eligible To Participate in Fixed Income Clearing Corporation as Sponsored Members and Make Other Changes View Received Comments See Also - Rel. No. 34-80236 |
| 34-80524 | Apr 25, 2017 | SR-FICC-2017-002 | Fixed Income Clearing Corporation (FICC) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook View Received Comments See Also - Rel. No. 34-80234, Rel. No. 34-80812, Rel. No. 34-81638, Rel. No. 34-82090 |
| 34-80517 | Apr 24, 2017 | SR-FICC-2017-010 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change To Amend the Mortgage-Backed Securities Division Rules Concerning Use of Clearing Fund for Losses, Liabilities or Temporary Needs for Funds Incident to the Clearance and Settlement Business and Make Other Related Changes See Also - Exhibit 5, Rel. No. 34-81211, Rel. No. 34-80879 |
| 34-80484 | Apr 19, 2017 | SR-FICC-2017-011 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Effective Date of Government Securities Division Margin Proxy Rule Changes See Also - Exhibit 5 |
| 34-80491 | Apr 19, 2017 | SR-NSCC-2017-004, SR-FICC-2017-007, SR-DTC-2017-003 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Filings of Proposed Rule Changes, as Modified by Amendments No. 1, To Adopt the Clearing Agency Policy on Capital Requirements and the Clearing Agency Capital Replenishment Plan See Also - Rel. No. 34-80878, Rel. No. 34-81105 |