Fixed Income Clearing Corporation (FICC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-92341 | Jul 7, 2021 | SR-FICC-2021-004 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change Relating to Confidential Information, Market Disruption Events, and Other Changes Comments Due: August 3, 2021 See Also - Exhibit 5 Submit a Comment on SR-FICC-2021-004
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| 34-92303 | Jun 30, 2021 | SR-FICC-2020-017 | Fixed Income Clearing Corporation (FICC) | Order Approving a Proposed Rule Change To Modify the Calculation of the MBSD VaR Floor To Incorporate a Minimum Margin Amount Comments Due: December 31, 2020 View Received Comments |
| 34-92185 | Jun 15, 2021 | SR-FICC-2021-003 | Fixed Income Clearing Corporation (FICC) | Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Add the Sponsored GC Service and Make Other Changes Comments Due: June 22, 2021 View Received Comments |
| 34-92117 | Jun 7, 2021 | SR-FICC-2020-017 | Fixed Income Clearing Corporation (FICC) | Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify the Calculation of the MBSD VaR Floor To Incorporate a Minimum Margin Amount Comments Due: December 31, 2020 View Received Comments |
| 34-92014 | May 25, 2021 | SR-FICC-2021-003 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change To Add the Sponsored GC Service and Make Other Changes Comments Due: June 22, 2021 View Received Comments See Also - Exhibit 5 |
| 34-91587 | Apr 16, 2021 | SR-NSCC-2021-003, SR-FICC-2021-001, SR-DTC-2021-002 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Order Approving Proposed Rule Changes To Revise the Clearing Agency Investment Policy Comments Due: April 6, 2021 View Received Comments |
| 34-91430 | Mar 29, 2021 | SR-FICC-2021-002 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Recovery & Wind-Down Plan Comments Due: April 23, 2021 See Also - Exhibit 5 |
| 34-91292 | Mar 10, 2021 | SR-FICC-2021-001 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of a Proposed Rule Change To Revise the Clearing Agency Investment Policy Comments Due: April 6, 2021 See Also - Exhibit 5 |
| 34-91092 | Feb 9, 2021 | SR-FICC-2020-017 | Fixed Income Clearing Corporation (FICC) | Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify the Calculation of the MBSD VaR Floor To Incorporate a Minimum Margin Amount Comments Due: February 23, 2021 Rebuttal comments due: March 3, 2021 View Received Comments |
| 34-90948 | Jan 19, 2021 | SR-FICC-2020-015 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change To Include Same-Day Settling Trades in the Risk Management, Novation, Guarantee, and Settlement Services of the Government Securities Division's Delivery-Versus-Payment Service, and Make Other Changes Comments Due: December 29, 2020 |