Fixed Income Clearing Corporation (FICC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-93857 | Dec 22, 2021 | SR-FICC-2021-009 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change To Enhance Capital Requirements and Make Other Changes Comments Due: January 19, 2022 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-FICC-2021-009
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| 34-93670 | Nov 24, 2021 | SR-FICC-2021-008 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Certain Revisions and Clarifications to the Rules Comments Due: December 21, 2021 See Also - Exhibit 5 |
| 34-93280 | Oct 8, 2021 | SR-FICC-2021-004 | Fixed Income Clearing Corporation (FICC) | Order Approving the Proposed Rule Change Relating to Confidential Information, Market Disruption Events, and Other Changes Comments Due: August 3, 2021 |
| 34-93234 | Oct 1, 2021 | SR-FICC-2021-007 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change To Remove the Early Unwind Intraday Charge, Change the Treatment of Short-Term Treasuries, and Make Other Changes Comments Due: September 21, 2021 |
| 34-92808 | Aug 30, 2021 | SR-FICC-2021-003 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Add the Sponsored GC Service and Make Other Changes Comments Due: September 24, 2021 View Received Comments |
| 34-92749 | Aug 25, 2021 | SR-FICC-2021-004 | Fixed Income Clearing Corporation (FICC) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Confidential Information, Market Disruption Events, Systems Disconnect, and Other Changes Comments Due: August 3, 2021 |
| 34-92756 | Aug 25, 2021 | SR-FICC-2021-007 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change To Remove the Early Unwind Intraday Charge, Change the Treatment of Short-Term Treasuries, and Make Other Changes Comments Due: September 21, 2021 See Also - Exhibit 5 |
| 34-92380 | Jul 13, 2021 | SR-FICC-2021-006 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Model Risk Management Framework Comments Due: August 9, 2021 See Also - Exhibit 5 |
| 34-92341 | Jul 7, 2021 | SR-FICC-2021-004 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change Relating to Confidential Information, Market Disruption Events, and Other Changes Comments Due: August 3, 2021 See Also - Exhibit 5 |
| 34-92340 | Jul 7, 2021 | SR-FICC-2021-005 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the FICC Government Securities Division Rulebook, FICC Mortgage-Backed Securities Division Clearing Rules, and FICC Mortgage-Backed Securities Division EPN Rules Comments Due: August 3, 2021 See Also - Exhibit 5 |