Fixed Income Clearing Corporation (FICC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-95256 | Jul 12, 2022 | SR-FICC-2022-005 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of a Proposed Rule Change to Revise the Formula Used to Calculate the VaR Charge for Repo Interest Volatility Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 Submit a Comment on SR-FICC-2022-005
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| 34-95233 | Jul 8, 2022 | SR-FICC-2022-003 | Fixed Income Clearing Corporation (FICC) | Order Approving a Proposed Rule Change To Require Applicants and Members To Maintain or Upgrade Their Network or Communications Technology Comments Due: 21 days after publication in the Federal Register |
| 34-95144 | Jun 23, 2022 | SR-FICC-2021-009 | Fixed Income Clearing Corporation (FICC) | Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Enhance Capital Requirements and Make Other Changes Comments Due: January 19, 2022 |
| 34-95079 | Jun 9, 2022 | SR-FICC-2022-004 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change To Amend the Stress Testing Framework and Liquidity Risk Management Framework Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 3, Exhibit 5 Submit a Comment on SR-FICC-2022-004 |
| 34-95070 | Jun 8, 2022 | SR-FICC-2022-002 | Fixed Income Clearing Corporation (FICC) | Order Granting Approval of Proposed Rule Change To Revise the MBSD Clearing Rules To Move Certain DRC Items (Mark-to-Market Items, Cash Obligation Items and Accrued Principal and Interest) From the Required Fund Deposit Calculation to Cash Settlement, Revise Certain Thresholds and Parameters in the Intraday Mark-to-Market Charge, Establish a New Intraday VaR Charge and Make Certain Other Clarifications Comments Due: May 16, 2022 View Received Comments |
| 34-94972 | May 24, 2022 | SR-FICC-2022-003 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of a Proposed Rule Change To Require Applicants and Members To Maintain or Upgrade Their Network or Communications Technology Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-94745 | Apr 19, 2022 | SR-FICC-2022-002 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change To Revise the MBSD Clearing Rules To Move Certain DRC Items (Mark-to-Market Items, Cash Obligation Items and Accrued Principal and Interest) From the Required Fund Deposit Calculation to Cash Settlement, Revise Certain Thresholds and Parameters in the Intraday Mark-to-Market Charge, Establish a New Intraday VaR Charge and Make Certain Other Clarifications Comments Due: May 16, 2022 View Received Comments See Also - Exhibit 5a |
| 34-94497 | Mar 23, 2022 | SR-FICC-2021-009 | Fixed Income Clearing Corporation (FICC) | Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Enhance Capital Requirements and Make Other Changes Comments Due: April 20, 2022 Rebuttal comments due: May 4, 2022 View Received Comments |
| 34-94271 | Feb 17, 2022 | SR-FICC-2022-001 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Clearing Agency Model Risk Management Framework Comments Due: 21 days after publication in the Federal Register |
| 34-94066 | Jan 26, 2022 | SR-FICC-2021-009 | Fixed Income Clearing Corporation (FICC) | Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Enhance Capital Requirements and Make Other Changes Comments Due: January 19, 2022 |