Fixed Income Clearing Corporation (FICC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-101695 | Nov 21, 2024 | SR-FICC-2024-007 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, to Modify the GSD Rules (i) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transactions, and View Received Comments |
| 34-101454 | Oct 28, 2024 | SR-FICC-2024-007 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change to Modify the GSD Rules (i) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transactions, and (ii) to A Comments Due: November 18, 2024 View Received Comments |
| 34-101082 | Sep 18, 2024 | SR-FICC-2024-007 | Fixed Income Clearing Corporation (FICC) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Modify the GSD Rules (i) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transacti View Received Comments |
| 34-100401 | Jun 21, 2024 | SR-FICC-2024-007 | Fixed Income Clearing Corporation (FICC) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Modify the GSD Rules (i) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Particip Comments Due: 21 days after publication in the Federal Register. Rebuttal Comments Due: 35 days after publication in the Federal Register. View Received Comments |
| 34-100022 | Apr 24, 2024 | SR-FICC-2024-007 | Fixed Income Clearing Corporation (FICC) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Modify the GSD Rules (i) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transactio View Received Comments |
| 34-99844 | Mar 22, 2024 | SR-FICC-2024-007 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change to Modify the GSD Rules (i) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transactions, and (ii) to Address the Conditions of No Comments Due: April 18, 2024 View Received Comments See Also - Exhibit 5 |