Fixed Income Clearing Corporation (FICC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-101685 | Nov 21, 2024 | SR-DTC-2024-003, SR-FICC-2024-006, SR-NSCC-2024-003 | The Depository Trust Company (DTC), Fixed Income Clearing Corporation (FICC), National Securities Clearing Corporation | Order Approving Proposed Rule Change to Amend the Clearing Agency Risk Management Framework View Received Comments Submit a Comment on SR-DTC-2024-003
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| 34-100400 | Jun 21, 2024 | SR-DTC-2024-003, SR-FICC-2024-006, SR-NSCC-2024-003 | The Depository Trust Company (DTC), Fixed Income Clearing Corporation (FICC), National Securities Clearing Corporation | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Clearing Agency Risk Management Framework Comments Due: 21 days after publication in the Federal Register. Rebuttal Comments should be submitted 35 days after date of publication in the Federal Register. View Received Comments |
| 34-100075 | May 8, 2024 | SR-FICC-2024-006 | Fixed Income Clearing Corporation (FICC) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend the Clearing Agency Risk Management Framework. |
| 34-99805 | Mar 20, 2024 | SR-FICC-2024-006 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change to Amend the Clearing Agency Risk Management Framework Comments Due: April 16, 2024 View Received Comments See Also - Exhibit 5 |