Fixed Income Clearing Corporation (FICC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-101569 | Nov 8, 2024 | SR-FICC-2024-003 | Fixed Income Clearing Corporation (FICC) | Order Approving a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Adopt a Minimum Margin Amount at GSD |
| 34-100958 | Sep 6, 2024 | SR-FICC-2024-003 | Fixed Income Clearing Corporation (FICC) | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning the Adoption of a Minimum Margin Amount at GSD |
| 34-100141 | May 14, 2024 | SR-FICC-2024-003 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning the Adoption of a Minimum Margin Amount at GSD See Also - Exhibit 3, Exhibit 5 |
| 34-98558 | Sep 27, 2023 | SR-FICC-2023-012 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Margin Liquidity Adjustment Charge Comments Due: October 24, 2023 Submit a Comment on SR-FICC-2023-012
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| 34-98494 | Sep 25, 2023 | SR-FICC-2023-011 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change, as Modified by Amendment No. 1, to Adopt a Portfolio Differential Charge as an Additional Component to the Government Securities Division Required Fund Deposit |
| 34-98327 | Sep 8, 2023 | SR-FICC-2023-010 | Fixed Income Clearing Corporation (FICC) | Order Granting Approval of Proposed Rule Change to Amend and Restate the Cross-Margining Agreement between FICC and CME |
| 34-81194 | Jul 24, 2017 | SR-NSCC-2017-005, SR-FICC-2017-008, SR-DTC-2017-004 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Filing Amendment No. 2, Notice of Filing Amendment No. 3, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes, as Previously Modified by Amendment No. 1, to Adopt the Clearing Agency Liquidity Risk Management Framework See Also - Rel. No. 34-82377, Rel. No. 34-80877, Rel. No. 34-80489 |
| 34-64488 | May 13, 2011 | SR-FICC-2011-03 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Updating the Range of Haircuts To Be Applied to Eligible Clearing Fund Securities and Eligible Participants Fund Securities |
| 34-62743 | Aug 19, 2010 | SR-FICC-2010-05 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Order Granting Accelerated Approval on a Temporary Basis of Proposed Rule Change To Modify the Rules of the Government Securities Division Regarding the Calculation of Clearing Fund Deposits Relating to Inter-Dealer Broker Positions |
| 34-61214 | Dec 22, 2009 | SR-FICC-2009-10 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Regarding Fixed Income Clearing Corporation's Board of Directors Election Process and Delegation Authority |