Fixed Income Clearing Corporation (FICC-AN) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| Memo | Mar 5, 2019 | SR-FICC-2018-802 | Fixed Income Clearing Corporation (FICC-AN) | Deemed No Objection of an Advance Notice to Expand Sponsoring Member Eligibility in the Government Securities Division Rulebook and Make Other Changes See Also - associated comments, SR-FICC-2018-013 |
| 34-83951 | Aug 27, 2018 | SR-FICC-2017-806 | Fixed Income Clearing Corporation (FICC-AN) | Notice of No Objection to an Advance Notice, as Modified by Amendment No. 1, to Amend the Loss Allocation Rules and Make Other Changes View Received Comments |
| 34-83954 | Aug 27, 2018 | SR-FICC-2017-805 | Fixed Income Clearing Corporation (FICC-AN) | Notice of No Objection to an Advance Notice, as Modified by Amendment No. 1, to Adopt a Recovery & Wind-down Plan and Related Rules View Received Comments |
| 34-83747 | Jul 31, 2018 | SR-FICC-2017-806 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing of Amendment No. 1 to an Advance Notice to Amend the Loss Allocation Rules and Make Other Changes View Received Comments See Also - Exhibit 4, Exhibit 5, Commission's Request for Additional Information, Commission's Request for Additional Information |
| 34-83744 | Jul 31, 2018 | SR-FICC-2017-805 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing of Amendment No. 1 to an Advance Notice to Adopt a Recovery & Wind-down Plan and Related Rules View Received Comments See Also - Exhibit 4, Exhibit 5a, Exhibit 5b, Commission's Request for Additional Information, Response to the Commission's Request for Additional Information |
| 34-83223 | May 11, 2018 | SR-FICC-2018-801 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing of Amendment No. 1 and Notice of No Objection to Advance Notice Filing, as Modified by Amendment No. 1, to Implement Changes to the Method of Calculating Netting Members' Margin in the Government Securities Division Rulebook View Received Comments |
| 34-82820 | Mar 7, 2018 | SR-FICC-2018-801 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Extension of Review Period of Advance Notice to Implement Changes to the Method of Calculating Netting Members' Margin in the Government Securities Division Rulebook View Received Comments |
| 34-82779 | Feb 26, 2018 | SR-FICC-2018-801 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Advance Notice Filing of Proposed Changes to the Method of Calculating Netting Members' Margin in the Government Securities Division Rulebook View Received Comments See Also - Exhibit 5 |
| 34-82580 | Jan 24, 2018 | SR-FICC-2017-805 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing and Extension of the Review Period of an Advance Notice to Adopt a Recovery & Wind-down Plan and Related Rules View Received Comments See Also - Exhibit 5a, Exhibit 5b, Commission's Request for Additional Information, Response to the Commission's Request for Additional Information |
| 34-82583 | Jan 24, 2018 | SR-FICC-2017-806 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing and Extension of the Review Period of an Advance Notice to Amend the Loss Allocation Rules and Make Other Changes View Received Comments See Also - Exhibit 5, Commission's Request for Additional Information, Response to the Commission's Request for Additional Information |