Fixed Income Clearing Corporation (FICC-AN) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-92019 | May 27, 2021 | SR-FICC-2021-801 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing of Advance Notice to Add the Sponsored GC Service and Make Other Changes Comments Due: June 18, 2021 View Received Comments See Also - Memo regarding the Commission's Request for Additional Information, SR-FICC-2021-003 Submit a Comment on SR-FICC-2021-801
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| 34-90931 | Jan 14, 2021 | SR-FICC-2020-803 | Fixed Income Clearing Corporation (FICC-AN) | Notice of No Objection to Advance Notice to Include Same-Day Settling Trades in the Risk Management, Novation, Guarantee, and Settlement Services of the Government Securities Division's Delivery-Versus-Payment Service, and Make Other Changes Comments Due: January 13, 2021 |
| 34-90834 | Dec 31, 2020 | SR-FICC-2020-804 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing and Extension of the Review Period of an Advance Notice to Modify the Calculation of the MBSD VaR Floor to Incorporate a Minimum Margin Amount View Received Comments See Also - Exhibit 5 |
| 34-90736 | Dec 21, 2020 | SR-FICC-2020-803 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing of Advance Notice to Include Same-Day Settling Trades in the Risk Management, Novation, Guarantee, and Settlement Services of the Government Securities Division's Delivery-Versus-Payment Service, and Make Other Changes |
| 34-90033 | Sep 28, 2020 | SR-FICC-2020-802 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing of Amendment No. 2 and Notice of No Objection to Advance Notice, as Modified by Amendment Nos. 1 and 2, to Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Charge in the VaR Charges |
| 34-89718 | Sep 1, 2020 | SR-FICC-2020-802 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing of Advance Notice, as Modified by Amendment No. 1, to Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Risk Charge in the VaR Charges |
| 34-88382 | Mar 13, 2020 | SR-FICC-2020-801 | Fixed Income Clearing Corporation (FICC-AN) | Notice of No Objection to Advance Notice to Amend the Mortgage-Backed Securities Division Stress Testing Methodology |
| 34-88266 | Feb 24, 2020 | SR-FICC-2020-801 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing of Advance Notice to Amend the Mortgage-Backed Securities Division Stress Testing Methodology |
| 34-87234 | Oct 4, 2019 | SR-FICC-2019-801 | Fixed Income Clearing Corporation (FICC-AN) | Notice of No Objection to Advance Notice to Amend the GSD Rulebook to Establish a Process to Address Liquidity Needs in Certain Situations in the GCF Repo and CCIT Services and Make Other Changes |
| 34-86876 | Sep 5, 2019 | SR-FICC-2019-801 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing of Advance Notice to Amend the GSD Rulebook to Establish a Process to Address Liquidity Needs in Certain Situations in the GCF Repo and CCIT Services and Make Other Changes |