The Depository Trust Company (DTC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-51439 | Mar 28, 2005 | SR-DTC-2004-12 | The Depository Trust Company (DTC) | Order Granting Approval of a Proposed Rule Change To Revise Fees for Low Volume Tender Offers See Also - Rel. No. 34-51156 |
| 34-51289 | Mar 2, 2005 | SR-DTC-2005-01 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Open-Ended Funds Depository Eligible |
| 34-51290 | Mar 2, 2005 | SR-DTC-2005-02 | The Depository Trust Company (DTC) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Establish a Set Up Fee for Open-Ended Mutual Funds |
| 34-51156 | Feb 8, 2005 | SR-DTC-2004-12 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Revise Fees for Low Volume Tender Offers See Also - Rel. No. 34-51439 |
| 34-51034 | Jan 13, 2005 | SR-DTC-2004-13 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Amendment of the Fee Schedule to Revise Fees for Certain Services Provided by DTC |
| 34-50944 | Dec 29, 2004 | SR-DTC-2004-10 | The Depository Trust Company (DTC) | Order Granting Approval of a Proposed Rule Change To Implement Phase II of the IMS Service See Also - Rel. No. 34-50690 |
| 34-50887 | Dec 20, 2004 | SR-DTC-2004-11 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Depository Trust Company's SMART/Track Service To Include Corporate Action Liability Notification |
| 34-50690 | Nov 18, 2004 | SR-DTC-2004-10 | The Depository Trust Company (DTC) | Notice of Filing of a Proposed Rule Change To Implement Phase II of the IMS Service See Also - Rel. No. 34-50944 |
| 34-50399 | Sep 16, 2004 | SR-DTC-2004-09 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the By-Laws of The Depository Trust Company |
| 34-50279 | Aug 27, 2004 | SR-DTC-2004-08 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Investor's Voluntary Redemptions and Sales Service |