The Depository Trust Company (DTC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-52977 | Dec 19, 2005 | SR-DTC-2005-20 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Discontinue Its Domestic Tax Reporting Service |
| 34-52922 | Dec 7, 2005 | SR-NSCC-2005-14, SR-FICC-2005-19, SR-DTC-2005-16 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Order Approving Proposed Rule Changes to Require Members to Purchase Shares of the Common Stock of The Depository Trust & Clearing Corporation View Received Comments See Also - Rel. No. 34-52663, and comments, Rel. No. 34-52664, and comments, 34-52655.pdf |
| 34-52852 | Nov 29, 2005 | SR-DTC-2005-18 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Scope of Risk Management Controls as They Relate to Maturity Presentment Transactions of Pledged Money Market Instruments |
| 34-52785 | Nov 16, 2005 | SR-DTC-2005-17 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Systems Enhancement for the Processing of Information in Its Restricted Deposit Service |
| 34-52784 | Nov 16, 2005 | SR-DTC-2005-08 | The Depository Trust Company (DTC) | Order Granting Approval of a Proposed Rule Change Relating to the New Canadian Link Service See Also - Rel. No. 34-52471 |
| 34-52721 | Nov 2, 2005 | SR-DTC-2005-14 | The Depository Trust Company (DTC) | Notice of Filing of a Proposed Rule Change Relating to Compliance With Regulations Administered by the Office of Foreign Assets Control View Received Comments See Also - Rel. No. 34-54120 |
| 34-52665 | Oct 25, 2005 | SR-DTC-2005-16 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Require Members To Purchase Shares of the Common Stock of The Depository Trust & Clearing Corporation View Received Comments See Also - Rel. No. 34-52922, and comments |
| 34-52653 | Oct 21, 2005 | SR-DTC-2005-15 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Use of Contra CUSIP Numbers To Segregate Partially-Called Positions of Participants in Variable Rate Demand Obligation Issues |
| 34-52524 | Sep 28, 2005 | SR-DTC-2005-10 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify Procedures Relating to the Destruction of Certain Non-Transferable Securities Certificates That Are Held in DTC's Internal Removal Account Known as PREM |
| 34-52509 | Sep 26, 2005 | SR-DTC-2005-13 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Transfer Agent Drop Service |