The Depository Trust Company (DTC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-58910 | Nov 6, 2008 | SR-DTC-2008-07 | The Depository Trust Company (DTC) | Order Granting Approval of a Proposed Rule Change To Implement Processing Enhancements to the Profile Modification System Used in the Direct Registration System See Also - Rel. No. 34-58292 |
| 34-58757A | Oct 14, 2008 | SR-DTC-2008-12 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change as Amended To Increase Liquidity Resources See Also - Rel. No. 34-59148 |
| 34-58730 | Oct 3, 2008 | SR-DTC-2008-09 | The Depository Trust Company (DTC) | Notice of Filing of a Proposed Rule Change To Expand DTC's Debit Cap Look-Ahead Processing See Also - Rel. No. 34-58944 |
| 34-58436 | Aug 27, 2008 | SR-DTC-2008-11 | The Depository Trust Company (DTC) | Notice of Filing of a Proposed Rule Change To Implement a New Service to Allow Issuers To Track and Limit the Number of Beneficial Owners for an Individual CUSIP View Received Comments See Also - Rel. No. 34-59102 |
| 34-58404 | Aug 21, 2008 | SR-DTC-2008-08 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Eliminate the Ability To Obtain a Physical Certificate From DTC for Issues That Are Eligible and Participating in the Direct Registration System View Received Comments See Also - Rel. No. 34-59033 |
| 34-58407 | Aug 21, 2008 | SR-DTC-2008-10 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical Changes to the Collateral Loan System |
| 34-58345 | Aug 12, 2008 | SR-DTC-2007-16 | The Depository Trust Company (DTC) | Order Granting Approval of a Proposed Rule Change Relating to the Admission of Foreign Entities as Direct Depository Participants See Also - Rel. No. 34-57392 |
| 34-58343 | Aug 12, 2008 | SR-DTC-2008-06 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change as Amended To Modify End of Day Settlement Procedures Relating to Settlement Acknowledgement Cut-off Time Frames for Settling Banks See Also - Rel. No. 34-59386 |
| 34-58292 | Aug 1, 2008 | SR-DTC-2008-07 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change to Implement Processing Enhancements to the Profile Modification System Used in the Direct Registration System See Also - Rel. No. 34-58910 |
| 34-58252 | Jul 30, 2008 | SR-DTC-2008-05 | The Depository Trust Company (DTC) | Notice of Filing of a Proposed Rule Change Relating to Establishing a New Money Market Instrument Procedure Disincentive Fee View Received Comments |