The Depository Trust Company (DTC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-59540 | Mar 9, 2009 | SR-DTC-2009-05 | The Depository Trust Company (DTC) | Notice of Filing of a Proposed Rule Change Relating To Expanding the Scope and Timing To Collect and Pass-Through Fees Owed by Participants to American Depositary Receipt Agents See Also - Rel. No. 34-59821 |
| 34-59409 | Feb 13, 2009 | SR-DTC-2009-03 | The Depository Trust Company (DTC) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Revise Its Fee Schedule |
| 34-59386 | Feb 11, 2009 | SR-DTC-2008-06 | The Depository Trust Company (DTC) | Order Approving Proposed Rule Change, As Amended, To Modify End of Day Settlement Procedures Relating to Settlement Acknowledgement Cut-Off Time Frames for Settling Banks See Also - Rel. No. 34-58343 |
| 34-59384 | Feb 11, 2009 | SR-DTC-2008-13 | The Depository Trust Company (DTC) | Order Approving a Proposed Rule Change Relating to Eliminating the SRO Requirement as a Condition of DTC-Eligibility for Securities That Are Eligible for Resale Under Rule 144A Under the Securities Act of 1933 See Also - Rel. No. 34-59088 |
| 34-59388 | Feb 11, 2009 | SR-DTC-2009-02 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Implement a Maturity Presentment Pend Function To Replace the Maturity Presentment Contingency System See Also - Rel. No. 34-59695 |
| 34-59387 | Feb 11, 2009 | SR-DTC-2009-04 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Implement and Revise Fees Related to Non-Participant Services See Also - Rel. No. 34-59618 |
| 34-59298 | Jan 26, 2009 | SR-DTC-2008-15 | The Depository Trust Company (DTC) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Provide The Options Clearing Corporation With Settlement Services for Stock Loan Transactions Entered Into Under the Market Loan Program |
| 34-59286 | Jan 23, 2009 | SR-DTC-2009-01 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Relating to the Deposits Service Guide |
| 34-59199 | Jan 6, 2009 | SR-DTC-2008-14 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Existing Operational Arrangements View Received Comments |
| 34-59148 | Dec 23, 2008 | SR-DTC-2008-12 | The Depository Trust Company (DTC) | Order Approving Proposed Rule Change As Amended To Increase Liquidity Resources See Also - Rel. No. 34-58757A |