The Depository Trust Company (DTC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-60173 | Jun 25, 2009 | SR-DTC-2009-12 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Voluntary Participants Fund Deposit |
| 34-60096 | Jun 11, 2009 | SR-DTC-2009-10 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish the Web Inquiry Notification System |
| 34-60036 | Jun 3, 2009 | SR-DTC-2009-09 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish an Alternate Choice in DTC's Profile Modification System Indemnity Insurance Program |
| 34-62119 | May 18, 2009 | SR-DTC-2010-08 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Its Procedures Regarding the Participant Tender Offer Program Function |
| 34-59917 | May 14, 2009 | SR-NSCC-2009-03, SR-FICC-2009-06, SR-DTC-2009-07 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to Economic Sanctions and Embargo Programs Administered and Enforced by the Office of Foreign Assets Control View Received Comments |
| 34-59821 | Apr 24, 2009 | SR-DTC-2009-05 | The Depository Trust Company (DTC) | Order Approving a Proposed Rule Change Relating to Expanding the Scope and Timing To Collect and Pass-Through Fees Owed by Participants to American Depositary Receipt Agents See Also - Rel. No. 34-59540 |
| 34-59774 | Apr 15, 2009 | SR-DTC-2009-08 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Settlement Service Guide and Settlement Progress Payments |
| 34-59695 | Apr 2, 2009 | SR-DTC-2009-02 | The Depository Trust Company (DTC) | Order Approving Proposed Rule Change To Implement a Maturity Presentment Pend Function to Replace the Maturity Presentment Contingency System See Also - Rel. No. 34-59388 |
| 34-59618 | Mar 23, 2009 | SR-DTC-2009-04 | The Depository Trust Company (DTC) | Order Approving Proposed Rule Change To Implement and Revise Fees Related to Non-Participant Services See Also - Rel. No. 34-59387 |
| 34-59612 | Mar 20, 2009 | SR-DTC-2009-06 | The Depository Trust Company (DTC) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend Certificate of Incorporation To Increase Preferred Shares Issuance |