The Depository Trust Company (DTC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-59821 | Apr 24, 2009 | SR-DTC-2009-05 | The Depository Trust Company (DTC) | Order Approving a Proposed Rule Change Relating to Expanding the Scope and Timing To Collect and Pass-Through Fees Owed by Participants to American Depositary Receipt Agents See Also - Rel. No. 34-59540 |
| 34-59774 | Apr 15, 2009 | SR-DTC-2009-08 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Settlement Service Guide and Settlement Progress Payments |
| 34-59695 | Apr 2, 2009 | SR-DTC-2009-02 | The Depository Trust Company (DTC) | Order Approving Proposed Rule Change To Implement a Maturity Presentment Pend Function to Replace the Maturity Presentment Contingency System See Also - Rel. No. 34-59388 |
| 34-59618 | Mar 23, 2009 | SR-DTC-2009-04 | The Depository Trust Company (DTC) | Order Approving Proposed Rule Change To Implement and Revise Fees Related to Non-Participant Services See Also - Rel. No. 34-59387 |
| 34-59612 | Mar 20, 2009 | SR-DTC-2009-06 | The Depository Trust Company (DTC) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend Certificate of Incorporation To Increase Preferred Shares Issuance |
| 34-59540 | Mar 9, 2009 | SR-DTC-2009-05 | The Depository Trust Company (DTC) | Notice of Filing of a Proposed Rule Change Relating To Expanding the Scope and Timing To Collect and Pass-Through Fees Owed by Participants to American Depositary Receipt Agents See Also - Rel. No. 34-59821 |
| 34-59409 | Feb 13, 2009 | SR-DTC-2009-03 | The Depository Trust Company (DTC) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Revise Its Fee Schedule |
| 34-59384 | Feb 11, 2009 | SR-DTC-2008-13 | The Depository Trust Company (DTC) | Order Approving a Proposed Rule Change Relating to Eliminating the SRO Requirement as a Condition of DTC-Eligibility for Securities That Are Eligible for Resale Under Rule 144A Under the Securities Act of 1933 See Also - Rel. No. 34-59088 |
| 34-59388 | Feb 11, 2009 | SR-DTC-2009-02 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Implement a Maturity Presentment Pend Function To Replace the Maturity Presentment Contingency System See Also - Rel. No. 34-59695 |
| 34-59387 | Feb 11, 2009 | SR-DTC-2009-04 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Implement and Revise Fees Related to Non-Participant Services See Also - Rel. No. 34-59618 |