The Depository Trust Company (DTC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-63320 | Nov 16, 2010 | SR-DTC-2010-15 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Amend Rules Relating to the Requirement To Maintain a Balance Certificate in the Fast Automated Securities Transfer Program View Received Comments See Also - Rel. No. 34-64191 |
| 34-63254 | Nov 5, 2010 | SR-DTC-2010-14 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Amend the Certificate of Organization To Authorize Additional Shares of Preferred Stock and Designate Shares as Series A Preferred Stock See Also - Rel. No. 34-63567 |
| 34-63208A | Nov 5, 2010 | SR-DTC-2010-13 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement a Disincentive Fee Associated With the Deposit Automation Management System See Also - Rel. No. 34-63208 |
| 34-63245 | Nov 4, 2010 | SR-DTC-2010-12 | The Depository Trust Company (DTC) | Order Approving Proposed Rule Change To Automate the Approval Process in Providing Trustee Access to the Security Position Report Service See Also - Rel. No. 34-62990 |
| 34-63208 | Oct 28, 2010 | SR-DTC-2010-13 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement a Disincentive Fee Associated With the Deposit Automation Management System See Also - Rel. No. 34-63208A |
| 34-62990 | Sep 24, 2010 | SR-DTC-2010-12 | The Depository Trust Company (DTC) | Notice of Filing of a Proposed Rule Change To Automate the Approval Process in Providing Trustee Access to the Security Position Report Service See Also - Rel. No. 34-63245 |
| 34-62795 | Aug 30, 2010 | SR-DTC-2010-11 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Relating to Authority To Suspend or Waive DTC Rules and Procedures |
| 34-62727 | Aug 16, 2010 | SR-DTC-2010-09 | The Depository Trust Company (DTC) | Order Approving Proposed Rule Change To Revise its Procedures Regarding Securities Delivered to or From Participant Accounts Through the Automated Customer Account Transfer Service of National Securities Clearing Corporation See Also - Rel. No. 34-62384 |
| 34-62686 | Aug 10, 2010 | SR-DTC-2010-10 | The Depository Trust Company (DTC) | Notice System |
| 34-62384 | Jun 25, 2010 | SR-DTC-2010-09 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Revise Its Procedures Regarding Securities Delivered To or From Participant Accounts Through the Automated Customer Account Transfer Service of National Securities Clearing Corporation See Also - Rel. No. 34-62727 |