The Depository Trust Company (DTC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-64864 | Jul 12, 2011 | SR-DTC-2011-06 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Amend Rules Relating to the Early Redemption of Certificates of Deposit See Also - Rel. No. 34-65186 |
| 34-64605 | Jun 6, 2011 | SR-DTC-2011-05 | The Depository Trust Company (DTC) | Order Granting Approval of a Proposed Rule Change To Amend Rules Relating to the Memo Segregation Function See Also - Rel. No. 34-64360 |
| 34-64360 | Apr 28, 2011 | SR-DTC-2011-05 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Amend Rules Relating to the Memo Segregation Function See Also - Rel. No. 34-64605 |
| 34-64191 | Apr 5, 2011 | SR-DTC-2010-15 | The Depository Trust Company (DTC) | Order Granting Approval of a Proposed Rule Change To Amend Rules Relating to the Requirement To Maintain a Balance Certificate in the Fast Automated Securities Transfer Program View Received Comments See Also - Rel. No. 34-63320 |
| 34-64044 | Mar 7, 2011 | SR-DTC-2011-04 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Dividends Service Guide as It Relates to the Domestic Tax Reporting Service and the U.S. Tax Withholding Service |
| 34-63936 | Feb 22, 2011 | SR-DTC-2011-03 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Providing Participants With a New Optional Settlement Web Interface |
| 34-63886 | Feb 10, 2011 | SR-DTC-2011-02 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a New Standard To Communicate Corporate Action Events to Participants |
| 34-63775 | Jan 26, 2011 | SR-DTC-2011-01 | The Depository Trust Company (DTC) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend the Dividends Service Guide |
| 34-63659 | Jan 6, 2011 | SR-DTC-2010-17 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Revisions View Received Comments |
| 34-63567 | Dec 16, 2010 | SR-DTC-2010-14 | The Depository Trust Company (DTC) | Order Granting Approval of a Proposed Rule Change To Authorize Additional Shares of Preferred Stock and Designate Shares as Series A Preferred Stock See Also - Rel. No. 34-63254 |