The Depository Trust Company (DTC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-63659 | Jan 6, 2011 | SR-DTC-2010-17 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Revisions View Received Comments |
| 34-63567 | Dec 16, 2010 | SR-DTC-2010-14 | The Depository Trust Company (DTC) | Order Granting Approval of a Proposed Rule Change To Authorize Additional Shares of Preferred Stock and Designate Shares as Series A Preferred Stock See Also - Rel. No. 34-63254 |
| 34-63415 | Dec 2, 2010 | SR-DTC-2010-16 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Extending the End-of-Day Cutoff Time for Processing to The Federal Reserve and To Reflect Other Changes Requested by the Federal Reserve |
| 34-63320 | Nov 16, 2010 | SR-DTC-2010-15 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Amend Rules Relating to the Requirement To Maintain a Balance Certificate in the Fast Automated Securities Transfer Program View Received Comments See Also - Rel. No. 34-64191 |
| 34-63208A | Nov 5, 2010 | SR-DTC-2010-13 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement a Disincentive Fee Associated With the Deposit Automation Management System See Also - Rel. No. 34-63208 |
| 34-63254 | Nov 5, 2010 | SR-DTC-2010-14 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Amend the Certificate of Organization To Authorize Additional Shares of Preferred Stock and Designate Shares as Series A Preferred Stock See Also - Rel. No. 34-63567 |
| 34-63245 | Nov 4, 2010 | SR-DTC-2010-12 | The Depository Trust Company (DTC) | Order Approving Proposed Rule Change To Automate the Approval Process in Providing Trustee Access to the Security Position Report Service See Also - Rel. No. 34-62990 |
| 34-63208 | Oct 28, 2010 | SR-DTC-2010-13 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement a Disincentive Fee Associated With the Deposit Automation Management System See Also - Rel. No. 34-63208A |
| 34-62990 | Sep 24, 2010 | SR-DTC-2010-12 | The Depository Trust Company (DTC) | Notice of Filing of a Proposed Rule Change To Automate the Approval Process in Providing Trustee Access to the Security Position Report Service See Also - Rel. No. 34-63245 |
| 34-62795 | Aug 30, 2010 | SR-DTC-2010-11 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Relating to Authority To Suspend or Waive DTC Rules and Procedures |