The Depository Trust Company (DTC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-66413 | Feb 16, 2012 | SR-DTC-2012-01 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Automate the "Full Call" Notification Process Relating to Money Market Instruments and Reduce the Time Frame Within Which Notices Are Required To Be Submitted |
| 34-66186 | Jan 19, 2012 | SR-DTC-2011-09 | The Depository Trust Company (DTC) | Order To Mitigate Systemic Risk, Specifically Liquidity Related, Associated With DTC End of Day Net Funds Settlement See Also - Rel. No. 34-65871 |
| 34-66179 | Jan 18, 2012 | SR-DTC-2011-08 | The Depository Trust Company (DTC) | Order Approving Proposed Rule Change To Enhance Risk Management Controls Associated With the Receiver Authorized Delivery Function See Also - Rel. No. 34-65831 |
| 34-66063 | Dec 28, 2011 | SR-DTC-2011-13 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise Fees for Equity and Debt Derivatives |
| 34-65994 | Dec 16, 2011 | SR-DTC-2011-12 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Relating to DTC's Deposits Service Guide |
| 34-65993 | Dec 16, 2011 | SR-DTC-2011-11 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Relating To Update DTC's Custody Service Guide |
| 34-65901 | Dec 6, 2011 | SR-DTC-2011-10 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Relating to Existing Operational Arrangements Involving Eligibility of Securities View Received Comments |
| 34-65871 | Dec 2, 2011 | SR-DTC-2011-09 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Modify a Practice in Order To Mitigate Systemic Risk, Specifically Liquidity Related, Associated With DTC End of Day Net Funds Settlement See Also - Rel. No. 34-66186 |
| 34-65831 | Nov 28, 2011 | SR-DTC-2011-08 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Enhance Risk Management Controls Associated With the Receiver Authorized Delivery Function See Also - Rel. No. 34-66179 |
| 34-65721 | Nov 10, 2011 | SR-DTC-2011-07 | The Depository Trust Company (DTC) | Order Approving a Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Relating To a New Daily Report Subscription for Security Position Reports See Also - Rel. No. 34-65286 |