The Depository Trust Company (DTC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-68114 | Oct 26, 2012 | SR-DTC-2012-08 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Its Corporate Actions Service in Order To Introduce a New Standard To Communicate Certain Corporate Actions Information to Participants |
| 34-67707 | Aug 22, 2012 | SR-DTC-2012-06 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Updates to Its Custody Service |
| 34-67705 | Aug 22, 2012 | SR-DTC-2012-07 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Existing Procedures as They Relate to Processing Mandatory Corporate Actions |
| 34-67599A | Aug 16, 2012 | SR-DTC-2012-03 | The Depository Trust Company (DTC) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Implement a Change in the Practices of The Depository Trust Company as They Relate to Post-Payable Adjustments; Correction View Received Comments See Also - Rel. No. 34-67599, Rel. No. 34-66894 |
| 34-67629 | Aug 9, 2012 | SR-DTC-2012-05 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable The Depository Trust Company To Collect and Pass Through Certain Fees Owed by Participants to Transfer Agents in Connection With the Deposit and Withdrawal at Custodian System |
| 34-67599 | Aug 6, 2012 | SR-DTC-2012-03 | The Depository Trust Company (DTC) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Implement a Change in the Practices of the Depository Trust Company as They Relate to Post-Payable Adjustments View Received Comments See Also - Rel. No. 34-67599A, Rel. No. 34-66894 |
| 34-67119 | Jun 5, 2012 | SR-DTC-2012-04 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable Issuers To Send Corporate Action Announcements in Machine Readable Format |
| 34-66919 | May 3, 2012 | SR-DTC-2012-02 | The Depository Trust Company (DTC) | Order Granting Approval of a Proposed Rule Change To Amend Rules Relating to the Issuance of and Maturity Presentment Processing for Money Market Instruments See Also - Rel. No. 34-66630 |
| 34-66894 | May 1, 2012 | SR-DTC-2012-03 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Implement a Change in the Practices of The Depository Trust Company as They Relate to Post-Payable Adjustments View Received Comments See Also - Rel. No. 34-67599A, Rel. No. 34-67599 |
| 34-66630 | Mar 20, 2012 | SR-DTC-2012-02 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Amend Rules Relating to the Issuance of and Maturity Presentment Processing for Money Market Instruments See Also - Rel. No. 34-66919 |