The Depository Trust Company (DTC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-72576 | Jul 9, 2014 | SR-DTC-2014-06 | The Depository Trust Company (DTC) | Order Approving Proposed Rule Change To Modify the Receiver Authorized Deliver and Reclaim Processing Value Limits by Transaction See Also - Rel. No. 34-72283 |
| 34-72432 | Jun 19, 2014 | SR-DTC-2014-08 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Transfer the NIIDS Service to a Non-Clearing Agency Affiliate See Also - Exhibit 5, Rel. No. 34-72763 |
| 34-72391 | Jun 13, 2014 | SR-DTC-2013-11 | The Depository Trust Company (DTC) | Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether the Approve or Disapprove Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Specify Procedures Available to Issuers of Securities Deposited at DTC for Book Entry Services When DTC Imposes or Intends To Impose Restrictions on the Further Deposit and/or Book Entry Transfer of Those Securities View Received Comments See Also - Rel. No. 34-72860, Rel. No. 34-71745, Rel. No. 34-71132 |
| 34-72308 | Jun 4, 2014 | SR-DTC-2014-07 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Connection With the Implementation of a Fee for ACATS-Related Deliveries and Receives |
| 34-72283 | May 30, 2014 | SR-DTC-2014-06 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Modify the Receiver Authorized Delivery and Reclaim Processing Value Limits by Transaction See Also - Rel. No. 34-72576 |
| 34-72224 | May 22, 2014 | SR-DTC-2014-04 | The Depository Trust Company (DTC) | Order Approving Proposed Rule Change to Effect Changes to the DTC Settlement Service Guide Relating to the Automated Customer Account Transfer Service of National Securities Clearing Corporation See Also - Rel. No. 34-71886 |
| 34-71888 | Apr 7, 2014 | SR-DTC-2014-02 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the DTC Settlement Service Guide to Clarify the Largest Provisional Net Credit Procedures See Also - Exhibit 5 |
| 34-71886 | Apr 7, 2014 | SR-DTC-2014-04 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Effect Changes to the DTC Settlement Service Guide Relating to the Automated Customer Account Transfer Service of National Securities Clearing Corporation See Also - Exhibit 5, Rel. No. 34-72224 |
| 34-71828 | Mar 28, 2014 | SR-DTC-2014-03 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Existing Procedures as They Relate to Processing Mandatory Corporate Actions |
| 34-71745 | Mar 19, 2014 | SR-DTC-2013-11 | The Depository Trust Company (DTC) | Notice of Filing Amendment Nos. 1 and 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Specify Procedures Available to Issuers of Securities Deposited at DTC for Book Entry Services When DTC Imposes or Intends To Impose Restrictions on the Further Deposit and/or Book Entry Transfer of Those Securities View Received Comments See Also - Rel. No. 34-72860, Rel. No. 34-72391, Rel. No. 34-71132 |