The Depository Trust Company (DTC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-74712 | Apr 10, 2015 | SR-DTC-2015-01 | The Depository Trust Company (DTC) | Order Approving Proposed Rule Change To Discontinue the Prospectus Repository System Service See Also - Rel. No. 34-74358 |
| 34-74485 | Mar 12, 2015 | SR-DTC-2015-02 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical Revisions to the DTC Settlement Service Guide See Also - Exhibit 5 |
| 34-74358 | Feb 24, 2015 | SR-DTC-2015-01 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Discontinue the Prospectus Repository System Service See Also - Exhibit 5, Rel. No. 34-74712 |
| 34-73982 | Jan 5, 2015 | SR-DTC-2014-13 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Charged for Tax Services See Also - Exhibit 5 |
| 34-73864 | Dec 17, 2014 | SR-DTC-2014-12 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Connection With the Amendment of the Existing Dividends Service Guide See Also - Exhibit 5 |
| 34-73804 | Dec 10, 2014 | SR-DTC-2014-10 | The Depository Trust Company (DTC) | Order Approving Proposed Rule Change in Connection With the Modifications To Require Receiver Authorized Delivery Approval for DTC Processing of Institutional Delivery Transactions See Also - Rel. No. 34-73443 |
| 34-73643 | Nov 19, 2014 | SR-DTC-2014-11 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify That Federal Reserve Banks, Central Counterparties, and Central Securities Depositories Shall Not Be Considered Either "Mandatory Purchaser Participants" or "Voluntary Purchaser Participants" See Also - Exhibit 5 |
| 34-73443 | Oct 28, 2014 | SR-DTC-2014-10 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change in Connection With the Modifications To Require Receiver Authorized Delivery Approval for DTC Processing of Institutional Delivery Transactions See Also - Exhibit 5, Rel. No. 34-73804 |
| 34-72860 | Aug 18, 2014 | SR-DTC-2013-11 | The Depository Trust Company (DTC) | Notice of Withdrawal of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Specify Procedures Available to Issuers of Securities Deposited at DTC for Book Entry Services When DTC Imposes or Intends To Impose Restrictions on the Further Deposit and/or Book Entry Transfer of Those Securities View Received Comments See Also - Rel. No. 34-72391, Rel. No. 34-71745, Rel. No. 34-71132 |
| 34-72763 | Aug 5, 2014 | SR-DTC-2014-08 | The Depository Trust Company (DTC) | Order Approving Proposed Rule Change To Transfer NIIDS to a Non-Clearing Agency Affiliate See Also - Rel. No. 34-72432 |