The Depository Trust Company (DTC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-81074 | Jul 5, 2017 | SR-NSCC-2017-008, SR-FICC-2017-014, SR-DTC-2017-008 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Filings of Proposed Rule Changes To Adopt the Clearing Agency Model Risk Management Framework See Also - Rel. No. 34-81485 |
| 34-81001 | Jun 22, 2017 | SR-DTC-2017-009 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Establish a Swap Margin Segregation Account for the Segregation of Swap Margin With Respect to Deposited Securities See Also - Exhibit 5 |
| 34-80878 | Jun 7, 2017 | SR-NSCC-2017-004, SR-FICC-2017-007, SR-DTC-2017-003 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes, as Modified by Amendments No. 1, To Adopt the Clearing Agency Policy on Capital Requirements and the Clearing Agency Capital Replenishment Plan See Also - Rel. No. 34-80491, Rel. No. 34-81105 |
| 34-80877 | Jun 7, 2017 | SR-NSCC-2017-005, SR-FICC-2017-008, SR-DTC-2017-004 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes, as Modified by Amendments No. 1, To Adopt the Clearing Agency Liquidity Risk Management Framework See Also - Rel. No. 34-82377, Rel. No. 34-81194, Rel. No. 34-80489 |
| 34-80876 | Jun 7, 2017 | SR-NSCC-2017-006, SR-FICC-2017-009, SR-DTC-2017-005 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes To Adopt the Clearing Agency Stress Testing Framework (Market Risk) See Also - Rel No. 34-82368, Rel. No. 34-81883, Rel. No.34-81192, Rel. No. 34-80485 |
| 34-80762 | May 24, 2017 | SR-DTC-2017-007 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the DTC Settlement Service Guide To Make Technical Revisions To Clarify and Provide Enhanced Transparency With Respect to the Calculation and Adjustment of Required Participants Fund Deposits See Also - Exhibit 5 |
| 34-80734 | May 19, 2017 | SR-NSCC-2017-002, SR-FICC-2017-006, SR-DTC-2017-002 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Order Approving Proposed Rule Changes To Enhance the Credit Risk Rating Matrix and Make Other Changes See Also - Rel. No. 34-80382, Rel. No. 34-80381, Rel. No. 34-80383 |
| 34-80598 | May 4, 2017 | SR-DTC-2017-001 | The Depository Trust Company (DTC) | Order Granting Approval of Proposed Rule Change To Establish a Sub-Account for Use With the DTCC Euroclear Global Collateral Ltd Collateral Management Service and Provide for the Authorization of a Representative To Receive Information About the Sub-Account See Also - Rel. No. 34-80280 |
| 34-80485 | Apr 19, 2017 | SR-NSCC-2017-006, SR-FICC-2017-009, SR-DTC-2017-005 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Filings of Proposed Rule Changes To Adopt the Clearing Agency Stress Testing Framework (Market Risk) See Also - Rel No. 34-82368, Rel. No. 34-81883, Rel. No.34-81192, Rel. No. 34-80876 |
| 34-80491 | Apr 19, 2017 | SR-NSCC-2017-004, SR-FICC-2017-007, SR-DTC-2017-003 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Filings of Proposed Rule Changes, as Modified by Amendments No. 1, To Adopt the Clearing Agency Policy on Capital Requirements and the Clearing Agency Capital Replenishment Plan See Also - Rel. No. 34-80878, Rel. No. 34-81105 |