The Depository Trust Company (DTC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-85288 | Mar 11, 2019 | SR-DTC-2018-010 | The Depository Trust Company (DTC) | Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Settlement Guide Procedures To Provide Status Information for Institutional Transactions to a Matching Utility View Received Comments |
| 34-84954 | Dec 26, 2018 | SR-DTC-2018-010 | The Depository Trust Company (DTC) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend the Settlement Guide Procedures To Provide Status Information for Institutional Transactions to a Matching Utility View Received Comments |
| 34-84949 | Dec 21, 2018 | SR-NSCC-2018-013, SR-FICC-2018-014, SR-DTC-2018-012 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Changes To Revise the Clearing Agency Investment Policy |
| 34-84894 | Dec 20, 2018 | SR-DTC-2018-013 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Service Guide for the Canadian-Link Service See Also - Exhibit 5 |
| 34-84768 | Dec 10, 2018 | SR-DTC-2018-011 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Guide to the DTC Fee Schedule See Also - Exhibit 5 |
| 34-84751 | Dec 7, 2018 | SR-DTC-2018-010 | The Depository Trust Company (DTC) | Notice of Filing of a Proposed Rule Change To Amend the Settlement Guide Procedures To Provide Status Information for Institutional Transactions To a Matching Utility View Received Comments See Also - Exhibit 5 |
| 34-84458 | Oct 19, 2018 | SR-NSCC-2018-009, SR-FICC-2018-010, SR-DTC-2018-009 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Changes To Amend the Clearing Agency Frameworks |
| 34-84426 | Oct 15, 2018 | SR-DTC-2018-008 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Policy on Capital Requirements and the Clearing Agency Capital Replenishment Plan |
| 34-83972 | Aug 28, 2018 | SR-DTC-2017-021 | The Depository Trust Company (DTC) | Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt a Recovery & Wind-Down Plan and Related Rules View Received Comments |
| 34-83969 | Aug 28, 2018 | SR-DTC-2017-022 | The Depository Trust Company (DTC) | Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Loss Allocation Rules and Make Other Changes View Received Comments |