The Depository Trust Company (DTC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-87022 | Sep 19, 2019 | SR-DTC-2019-005 | The Depository Trust Company (DTC) | Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Amend the Settlement Guide To Implement a New Algorithm for Transactions Processed in the Night Cycle View Received Comments |
| 34-86897 | Sep 6, 2019 | SR-DTC-2019-007 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the DTC Deposits Service Guide Relating to Procedures for the Deposit of Nontransferable Securities See Also - Exhibit 5 |
| 34-86692 | Aug 16, 2019 | SR-DTC-2019-006 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Distributions Service Guide See Also - Exhibit 5 |
| 34-86589 | Aug 7, 2019 | SR-DTC-2018-010 | The Depository Trust Company (DTC) | Notice of Filing Amendment Nos. 1 and 2, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Amend the Settlement Guide Procedures To Provide Status Information for Institutional Transactions to a Matching Utility View Received Comments |
| 34-86554 | Aug 2, 2019 | SR-DTC-2019-005 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Amend the Settlement Guide To Implement a New Algorithm for Transactions Processed in the Night Cycle View Received Comments See Also - Exhibit 5 |
| 34-86255 | Jul 1, 2019 | SR-DTC-2019-004 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Reorganizations Service Guide See Also - Exhibit 5 |
| 34-86113 | Jun 14, 2019 | SR-DTC-2019-001 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Operational Arrangements Relating to Transfer Agent and Trustee Notices See Also - Exhibit 5 |
| 34-86099 | Jun 13, 2019 | SR-DTC-2019-002 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Operational Arrangements and Fee Guide Relating to Structured Securities See Also - Exhibit 5 |
| 34-86037 | Jun 5, 2019 | SR-DTC-2018-010 | The Depository Trust Company (DTC) | Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Settlement Guide Procedures To Provide Status Information for Institutional Transactions to a Matching Utility View Received Comments |
| 34-85986 | May 31, 2019 | SR-DTC-2019-003 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Reorganizations Service Guide See Also - Exhibit 5 |