The Depository Trust Company (DTC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-102993 | May 5, 2025 | SR-DTC-2025-008 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Capital Policy and the Capital Replenishment Plan Comments Due: May 30, 2025 See Also - Exhibit 5 Submit a Comment on SR-DTC-2025-008
|
| 34-102981 | May 2, 2025 | SR-DTC-2025-003, SR-FICC-2025-006, SR-NSCC-2025-003 | The Depository Trust Company (DTC), Fixed Income Clearing Corporation (FICC), National Securities Clearing Corporation | Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to a Participant System Disruption View Received Comments |
| 34-102982 | May 2, 2025 | SR-DTC-2025-009 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rules Relating to the Legal Entity Identifier Requirement Comments Due: May 29, 2025 View Received Comments See Also - Exhibit 5 |
| 34-102938 | Apr 28, 2025 | SR-DTC-2025-006 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change to Update the Clearing Agency Securities Valuation Framework to Include Use of Substantive Inputs Comments Due: July 9, 2025 View Received Comments See Also - Exhibit 5 |
| 34-102908 | Apr 22, 2025 | SR-DTC-2025-007 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change to Amend the Recovery and Wind-down Plan to Satisfy the Requirements of Exchange Act Rule 17ad-26 Comments Due: May 19, 2025 See Also - Exhibit 5 |
| 34-102841 | Apr 11, 2025 | SR-DTC-2025-005 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Money Market Instruments Modernization Comments Due: May 8, 2025 See Also - Exhibit 3, Exhibit 5 |
| 34-102756 | Apr 1, 2025 | SR-DTC-2025-004 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Recovery and Wind-down Plan Comments Due: April 28, 2025 See Also - Exhibit 5 |
| 34-102712 | Mar 21, 2025 | SR-DTC-2025-003 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change Relating to a Participant System Disruption View Received Comments See Also - Exhibit 5 |
| 34-102652 | Mar 13, 2025 | SR-DTC-2025-002 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Risk Management Framework Comments Due: April 9, 2025 See Also - Rule19b-4 Information, Exhibit 5 |
| 34-102280 | Jan 24, 2025 | SR-FICC-2024-011, SR-DTC-2024-011, SR-NSCC-2024-010 | Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC), National Securities Clearing Corporation | Order Approving Proposed Rule Change to Amend the Clearing Agency Investment Policy |