Order Rule

Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and ISE Mercu

Joint Industry Plans, 17d-2 Plans for Allocation of Regulatory Responsibilities

Public Comments

Title

Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and ISE Mercury, LLC

Release Number

34-77122

SEC Issue Date

Feb. 11, 2016

Federal Register Publish Date

Feb. 19, 2016

Document Citation

81 FR 8566

Resources

Notice Rule: SEC Issued Version (pdf 76.17 KB)

Notice Rule: Federal Register Version

Title

Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authorit

Release Number

34-90703

SEC Issue Date

Dec. 17, 2020

Federal Register Publish Date

Dec. 23, 2020

Document Citation

85 FR 84040

Resources

Notice Rule: SEC Issued Version (pdf 219.57 KB)

Notice Rule: Federal Register Version

Last Reviewed or Updated: June 27, 2023

Resources

Order Rule: SEC Issued Version (pdf 103.11 KB)

Order Rule: Federal Register Version

Details

File Number

4-697

Rule Type

Order

Release Number

34-77321

SEC Issue Date

March 8, 2016

Federal Register Publish Date

March 14, 2016

Document Citation

81 FR 13434

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and ISE Mercu

Public Comments

Resources

Resources

Resources

Details

More in this Section

Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and ISE Mercu

Public Comments

Notice Rule (34-77122)

Resources

Notice Rule (34-90703)

Resources

Resources

Details