Notice Rule

Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Miami

Joint Industry Plans, 17d-2 Plans for Allocation of Regulatory Responsibilities

Title
Program for Allocation of Regulatory Responsibilities Pursuant to Rule17d-2; Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Among the Financial Industry Regulatory Authority,
Release Number
34-83696
SEC Issue Date
Federal Register Publish Date
Document Citation

83 FR 35682

Title
Notice of Filing of Proposed Amended Plan for the Allocation of Regulatory Responsibilities Among the Financial Industry Regulatory Authority, Inc., Miami International Securities Exchange, LLC, MIAX PEARL, LLC, and MIAX EMERALD, LLC.
Release Number
34-84997
SEC Issue Date
Federal Register Publish Date
Document Citation

84 FR 1252

Title
Notice of Filing and Order Approving and Declaring Effective an Amended Proposed Plan for the Allocation of Regulatory Responsibilities Among the Financial Industry Regulatory Authority, Inc., Miami International Securities Exchange, LLC, MIAX PEARL, LLC,
Release Number
34-89788
SEC Issue Date

Last Reviewed or Updated: July 31, 2024