Notice Rule

Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Topaz Exchange

Joint Industry Plans, 17d-2 Plans for Allocation of Regulatory Responsibilities

Title
Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Nasdaq GEMX, LLC
Release Number
34-90704
SEC Issue Date
Federal Register Publish Date
Document Citation

85 FR 84074

Resources

Notice Rule: SEC Issued Version (pdf 218.31 KB)
Notice Rule: Federal Register Version

Last Reviewed or Updated: Aug. 19, 2013