72 FR 71723
Notice Rule
Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Board Options Exchange, Incorporated, the International Securities Exchange, LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc.
Joint Industry Plans, 17d-2 Plans for Allocation of Regulatory Responsibilities
Title
Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chic
Release Number
34-56941
SEC Issue Date
Federal Register Publish Date
Document Citation
Title
Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE American LLC, Cboe BZX Exchang
Release Number
34-96383
SEC Issue Date
Federal Register Publish Date
Document Citation
87 FR 73569
Title
Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange LLC, Bo
Release Number
34-58765
SEC Issue Date
Federal Register Publish Date
Document Citation
73 FR 62344
Title
Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange LLC, Boston Stock Exchange, Inc., Chicago Board Options Exchange, Incorporated, Inter
Release Number
34-57649
SEC Issue Date
Title
Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the NYSE Amex LLC, BATS Exchange, I
Release Number
34-61588
SEC Issue Date
Federal Register Publish Date
Document Citation
75 FR 9970
Title
Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE MKT LLC, BATS Exchange, Inc.,
Release Number
34-68362
SEC Issue Date
Federal Register Publish Date
Document Citation
77 FR 73719
Title
Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE Amex LLC, BATS Exchange, Inc.,
Release Number
34-66975
SEC Issue Date
Federal Register Publish Date
Document Citation
77 FR 29712
Resources
View Received Comments
Title
Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE MKT LLC, BATS Exchange, Inc.,
Release Number
34-70052
SEC Issue Date
Federal Register Publish Date
Document Citation
78 FR 46665
Title
Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE MKT LLC, BATS Exchange, Inc.,
Release Number
34-76310
SEC Issue Date
Federal Register Publish Date
Document Citation
80 FR 68354
Title
Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE MKT LLC, BATS Exchange, Inc.,
Release Number
34-77149
SEC Issue Date
Federal Register Publish Date
Document Citation
81 FR 8781
Title
Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE MKT LLC, Bats BZX Exchange, In
Release Number
34-79930
SEC Issue Date
Federal Register Publish Date
Document Citation
82 FR 9807
Title
Program for Allocation of Regulatory Responsibilities Pursuant to Rule17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE American LLC, Cboe BZX Exchange
Release Number
34-85097
SEC Issue Date
Federal Register Publish Date
Document Citation
84 FR 4871
Title
Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE American LLC, Cboe BZX Exchange, Inc., the Cboe EDGX Exchange, Inc., Cboe C2 Exchange, Inc., Cboe Exchange,
Last Reviewed or Updated: Sept. 18, 2024
Resources
Details
Public Comments Due
File Number
4-551
Rule Type
Notice
Release Number
34-56731
SEC Issue Date
Federal Register Publish Date
Document Citation
72 FR 63637