Notice Rule

Notice of Filing of Proposed Plan Establishing Procedures Under Rule 11Ac1-5 by the American Stock Exchange, Boston Stock Exchange, Chicago Stock Exchange, Cincinnati Stock Exchange, National Association of Securities Dealers, New York Stock Exchange, Pacific Exchange, and Philadelphia Stock Exchange

Joint Industry Plans, National Market System Plans (NMS)

Title
Order Approving Plan Establishing Procedures Under Rule 11Ac1-5 by the American Stock Exchange, Boston Stock Exchange, Chicago Stock Exchange, Cincinnati Stock Exchange, National Association of Securities Dealers, New York Stock Excha
Release Number
34-44177
SEC Issue Date
Federal Register Publish Date
Document Citation

66 FR 19814

Resources

Order Rule: SEC Issued Version (pdf 513.62 KB)
Order Rule: Federal Register Version

Title
Order Extending the Deadline for the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Board Options Exchange, Inc., the Chicago Stock Exchange, Inc., the Cincinnati Stock Exchange, the International Securities Exchange, LLC, the N
Release Number
34-44846
SEC Issue Date
Federal Register Publish Date
Document Citation

66 FR 49983

Resources

Order Rule: Federal Register Version

Title
Notice of Filing of a Proposal To Revise the Required Form of Vendor Agreement Under Section VII(b) of the OPRA Plan
Release Number
34-46839
SEC Issue Date
Federal Register Publish Date
Document Citation

67 FR 70269

Resources

Notice Rule: Federal Register Version

Last Reviewed or Updated: July 20, 2023