Other Commission Orders, Notices, and Information Rule

Potential Designations of the Investment Banking Representative License (Series 79) and the Research Analyst License (Series 86 and Series 87) as Qualifying Natural Persons for Accredited Investor Status

Public Comments

Last Reviewed or Updated: Oct. 5, 2026

Public Comments Due

Dec. 4, 2026

File Number

4-935

Rule Type

Other Commission Orders, Notices, and Information

Release Number

33-11449

SEC Issue Date

Sept. 30, 2026

Federal Register Publish Date

Oct. 5, 2026