Final Rule

Investment Company Names

Public Comments

View Received Comments

Overview

The Securities and Exchange Commission (the “Commission”) is extending the compliance date for the amendments to Form N-PORT that were adopted on September 20, 2023 and relate to the rule under the Investment Company Act of 1940 (the “Investment Company Act”) that addresses certain broad categories of investment company names that are likely to mislead investors about an investment company's investments and risks. The compliance dates for those Form N-PORT amendments are extended to November 17, 2027, for fund groups with net assets of $10 billion or more as of the end of their most recent fiscal year; and to May 18, 2028, for fund groups with less than $10 billion in net assets as of the end of their most recent fiscal year.

Prior Actions

Last Reviewed or Updated: Feb. 25, 2026

Resources

Final Rule: SEC Issued Version (pdf 204.51 KB)
Final Rule: Federal Register Version
Fact Sheet

Details

File Number
S7-16-22
Rule Type
Final
Release Number
IC-35963
SEC Issue Date
Effective Date

March 25, 2026

Compliance Date

The compliance dates for the Form N-PORT amendments adopted on September 20, 2023 are extended to November 17, 2027, for fund groups with net assets of $10 billion or more as of the end of their most recent fiscal year; and from to May 18, 2028, for fund groups with less than $10 billion in net assets as of the end of their most recent fiscal year.

Federal Register Publish Date
RIN
3235-AM72