Other Commission Orders, Notices, and Information Rule

Order Determining That the Financial Industry Regulatory Authority Conditionally May Access Certain Security-Based Swap Data Obtained by Security-Based Swap Data Repositories

Overview

Pursuant to section 13(n)(5)(G)(v) of the Securities Exchange Act of 1934 ("Exchange Act'), and rule 13n-4(b)(9)(x) thereunder, the Securities and Exchange Commission ("Commission') is issuing an order determining that it would be appropriate to require security-based swap data repositories to make security-based swap data available to Financial Industry Regulatory Authority ("FINRA').

Last Reviewed or Updated: Aug. 11, 2022