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Order Regarding Exemption Rule

Order Under Section 206a of the Investment Advisers Act of 1940 Granting Exemptions From Specified Provisions of the Investment Advisers Act and Certain Rules Thereunder

Last Reviewed or Updated: March 25, 2020

Resources

Order Regarding Exemption Rule: SEC Issued Version (pdf 157.35 KB)

Order Regarding Exemption Rule: Federal Register Version

Details

Rule Type

Order Regarding Exemption

Release Number

IA-5469

SEC Issue Date

March 25, 2020

Federal Register Publish Date

March 30, 2020

Document Citation

85 FR 17609

Rules & Regulations

Enforcement & Litigation

Compliance

Order Under Section 206a of the Investment Advisers Act of 1940 Granting Exemptions From Specified Provisions of the Investment Advisers Act and Certain Rules Thereunder

Resources

Details

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Order Under Section 206a of the Investment Advisers Act of 1940 Granting Exemptions From Specified Provisions of the Investment Advisers Act and Certain Rules Thereunder

Resources

Details