Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Exemptive Rule

Order Under Section 15b of The Securities Exchange Act of 1934 Granting an Exemption for Municipal Advisors From Specified Provisions of The Securities Exchange Act and Rule 15ba1-5(A)(1) Thereunder

Last Reviewed or Updated: March 26, 2020

Resources

Exemptive Rule: SEC Issued Version (pdf 136.49 KB)

Exemptive Rule: Federal Register Version

Details

Rule Type

Exemptive

Release Number

34-88491

SEC Issue Date

March 26, 2020

Federal Register Publish Date

April 1, 2020

Document Citation

85 FR 18299

Rules & Regulations

Enforcement & Litigation

Compliance

Order Under Section 15b of The Securities Exchange Act of 1934 Granting an Exemption for Municipal Advisors From Specified Provisions of The Securities Exchange Act and Rule 15ba1-5(A)(1) Thereunder

Resources

Details

More in this Section

Order Under Section 15b of The Securities Exchange Act of 1934 Granting an Exemption for Municipal Advisors From Specified Provisions of The Securities Exchange Act and Rule 15ba1-5(A)(1) Thereunder

Resources

Details