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Transfer Agent Rule

Order Cancelling Registrations of Certain Transfer Agents

Last Reviewed or Updated: Aug. 31, 2023

Resources

Transfer Agent Rule: SEC Issued Version (pdf 30.24 KB)

Transfer Agent Rule: Federal Register Version

Details

File Number

084-06306

Rule Type

Transfer Agent

Release Number

34-83361

SEC Issue Date

June 1, 2018

Federal Register Publish Date

June 6, 2018

Document Citation

83 FR 26331

Rules & Regulations

Enforcement & Litigation

Compliance

Order Cancelling Registrations of Certain Transfer Agents

Resources

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Order Cancelling Registrations of Certain Transfer Agents

Resources

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