Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Exemptive Rule

Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to Premise Capital Frontier Advantage Diversified Tactical ETF Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M

Last Reviewed or Updated: Oct. 26, 2016

Resources

Exemptive Rule: SEC Issued Version (pdf 99.23 KB)

Exemptive Rule: Federal Register Version

Incoming Letter

Details

File Number

TP-16-14

Rule Type

Exemptive

Release Number

34-79159

SEC Issue Date

Oct. 26, 2016

Federal Register Publish Date

Nov. 1, 2016

Document Citation

81 FR 75865

Rules & Regulations

Enforcement & Litigation

Compliance

Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to Premise Capital Frontier Advantage Diversified Tactical ETF Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M

Resources

Details

More in this Section

Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to Premise Capital Frontier Advantage Diversified Tactical ETF Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M

Resources

Details