Other Commission Orders, Notices, and Information Rule

Securities Investor Protection Corporation

Overview

The Securities Investor Protection Corporation ("SIPC') filed proposed rules with the Securities and Exchange Commission ("Commission'). SIPC proposes to adopt the SIPC Series 600 Rules, entitled "Rules Relating to Supplemental Report of SIPC Membership,' in accordance with paragraph (e)(4) of Rule 17a-5 under the Securities Exchange Act of 1934 ("Exchange Act'). The Commission is publishing the proposed rules for public comment. Because SIPC rules have the force and effect as if promulgated by the Commission, those rules are published in Title 17 of the Code of Federal Regulations.

Last Reviewed or Updated: Aug. 31, 2023