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Proposed Rule

Amendments to Form ADV and Investment Advisers Act Rules

Public Comments

View Received Comments

Last Reviewed or Updated: May 29, 2025

Resources

Proposed Rule: SEC Issued Version (pdf 691.43 KB)

Proposed Rule: Federal Register Version

General Instructions

Instructions for Part 1A

Glossary of Terms

Part 1A

Details

File Number

S7-09-15

Rule Type

Proposed

Release Number

IA-4091

SEC Issue Date

May 20, 2015

Federal Register Publish Date

July 2, 2015

Document Citation

80 FR 38050

RIN

3235-AL75

Rules & Regulations

Enforcement & Litigation

Compliance

Amendments to Form ADV and Investment Advisers Act Rules

Public Comments

Resources

Details

More in this Section

Amendments to Form ADV and Investment Advisers Act Rules

Public Comments

Resources

Details