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Petition Rule

Request for rulemaking petition to expand the definition of "qualified securities" under Rule 15c3-3(a)(6)

Last Reviewed or Updated: Oct. 21, 2014

Resources

Petition Rule: SEC Issued Version (pdf 548.28 KB)

Details

File Number

4-679

Rule Type

Petition

Release Number

4-679

AAER-3407

SEC Issue Date

Oct. 21, 2014

Rules & Regulations

Enforcement & Litigation

Compliance

Request for rulemaking petition to expand the definition of "qualified securities" under Rule 15c3-3(a)(6)

Resources

Details

More in this Section

Request for rulemaking petition to expand the definition of "qualified securities" under Rule 15c3-3(a)(6)

Resources

Details