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Exemptive Rule

Order Temporarily Exempting Certain Broker-Dealers From the Recordkeeping, Reporting, and Monitoring Requirements of Rule 13h-1 Under the Securities Exchange Act of 1934

Last Reviewed or Updated: April 3, 2013

Resources

Exemptive Rule: SEC Issued Version (pdf 35.58 KB)

Exemptive Rule: Federal Register Version

Details

Rule Type

Exemptive

Release Number

34-69281

SEC Issue Date

April 3, 2013

Federal Register Publish Date

April 8, 2013

Document Citation

78 FR 20960

Rules & Regulations

Enforcement & Litigation

Compliance

Order Temporarily Exempting Certain Broker-Dealers From the Recordkeeping, Reporting, and Monitoring Requirements of Rule 13h-1 Under the Securities Exchange Act of 1934

Resources

Details

More in this Section

Order Temporarily Exempting Certain Broker-Dealers From the Recordkeeping, Reporting, and Monitoring Requirements of Rule 13h-1 Under the Securities Exchange Act of 1934

Resources

Details