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Exemptive Rule

Order Temporarily Exempting Broker-Dealers From the Recordkeeping, Reporting, and Monitoring Requirements of Rule 13h-1 Under the Securities Exchange Act of 1934 and Granting an Exemption for Certain Securities Transactions

Last Reviewed or Updated: April 20, 2012

Resources

Exemptive Rule: SEC Issued Version (pdf 87.01 KB)

Exemptive Rule: Federal Register Version

Details

Rule Type

Exemptive

Release Number

34-66839

SEC Issue Date

April 20, 2012

Federal Register Publish Date

April 26, 2012

Document Citation

77 FR 25007

Rules & Regulations

Enforcement & Litigation

Compliance

Order Temporarily Exempting Broker-Dealers From the Recordkeeping, Reporting, and Monitoring Requirements of Rule 13h-1 Under the Securities Exchange Act of 1934 and Granting an Exemption for Certain Securities Transactions

Resources

Details

More in this Section

Order Temporarily Exempting Broker-Dealers From the Recordkeeping, Reporting, and Monitoring Requirements of Rule 13h-1 Under the Securities Exchange Act of 1934 and Granting an Exemption for Certain Securities Transactions

Resources

Details