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Petition Rule

Request for rulemaking under the Securities Exchange Act of 1934 to prohibit broker-dealers from requiring investors to accept mandatory arbitration clauses

Public Comments

View Received Comments

Last Reviewed or Updated: June 18, 2007

Resources

Petition Rule: SEC Issued Version (pdf 3.49 MB)

Details

File Number

4-541

Rule Type

Petition

Release Number

4-541

AAER-2459

SEC Issue Date

June 18, 2007

Rules & Regulations

Enforcement & Litigation

Compliance

Request for rulemaking under the Securities Exchange Act of 1934 to prohibit broker-dealers from requiring investors to accept mandatory arbitration clauses

Public Comments

Resources

Details

More in this Section

Request for rulemaking under the Securities Exchange Act of 1934 to prohibit broker-dealers from requiring investors to accept mandatory arbitration clauses

Public Comments

Resources

Details