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Comments on Rulemaking Petition: Request for rulemaking under the Securities Exchange Act of 1934 to prohibit broker-dealers from requiring investors to accept mandatory arbitration clauses

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Date Sort descending	Letter Type	Commenter Name
July 9, 2007	Public Comment	Les Greenberg, Esquire

Last Reviewed or Updated: Dec. 18, 2025

File Number

4-541

How to submit comments

Rules & Regulations

Enforcement & Litigation

Compliance

Comments on Rulemaking Petition: Request for rulemaking under the Securities Exchange Act of 1934 to prohibit broker-dealers from requiring investors to accept mandatory arbitration clauses

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Comments on Rulemaking Petition: Request for rulemaking under the Securities Exchange Act of 1934 to prohibit broker-dealers from requiring investors to accept mandatory arbitration clauses

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