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April 23, 2007
72 FR 20223
The Securities and Exchange Commission ("Commission' or "SEC') is making technical amendments to Form BD and Form BDW, the uniform broker-dealer registration form and the uniform request for withdrawal from broker-dealer registration, respectively. The technical amendments will update the current list of self-regulatory organizations ("SROs') and government jurisdictions listed on Form BD and Form BDW, and make conforming changes to the definition "jurisdiction' in the forms.
Last Reviewed or Updated: April 19, 2007
April 23, 2007
72 FR 20223