Final Rule

Technical Amendments to Form BD and Form BDW

Overview

The Securities and Exchange Commission ("Commission' or "SEC') is making technical amendments to Form BD and Form BDW, the uniform broker-dealer registration form and the uniform request for withdrawal from broker-dealer registration, respectively. The technical amendments will update the current list of self-regulatory organizations ("SROs') and government jurisdictions listed on Form BD and Form BDW, and make conforming changes to the definition "jurisdiction' in the forms.

Last Reviewed or Updated: April 19, 2007